Tag - regulation interpretation

Brad Stark, Compliance Manager, and Tiffany Kryder, Operations Manager

Sheaff Brock Welcomes Two to its Professional Staff

"Making sure everything is safe, secure, and suitable for our clients" is the way Brad Stark, new Compliance Manager at Sheaff Brock, describes his mission. A seasoned professional, Stark brings to his new role more than two decades of experience in financial trading, research, and interpretation of regulations. His impressive resume includes administrative positions with Graydon Compliance services, Bedel Financial Consulting, AIG Advisor Group, and Dinsmore Compliance Services. Because his responsibilities have often included participating in investment committees and [...]